NewYork(Thomson Reuters Regulatory Intelligence) - Corporate executives who feel left behind or simply lack time to build a Twitter following must have experienced a bit of schadenfreude when Tesla ...

These and other questions illustrate why complying with the U.S. Securities and Exchange Commission’s (SEC/Commission) amended Cybersecurity Disclosure Rule—which was formally adopted one year ago and ...

In SEC v. Dragonchain, the SEC brought an action against three Dragonchain entities controlled by John Roets, which collectively raised $16.5 million from about 5,000 investors in “unregistered’ ...

The revolving door between the U.S. cryptocurrency industry and Wall Street’s top cop has been particularly active this year — a trend that one former SEC lawyer who now defends crypto clients in the ...

Costly Mistakes Last week, Transamerica settled SEC charges against its funds by agreeing to pay $97.6 million in refunds, interest, and penalties. That is among the pricier SEC sanctions in recent ...

The US Securities and Exchange Commission's (SEC) X account was hacked this week to post an unauthorized tweet announcing the approval of spot Bitcoin Exchange Traded Funds (ETFs). The post was up for ...

The Securities and Exchange Commission's internal watchdog, fresh off issuing a blistering report on how the agency bungled its handling of the Bernard L. Madoff case, offered on Thursday a series of ...